Customer Screening Senior Analyst - AML Compliance

LPL Financial

Location: New York, New York, USA

Category: Finance

Salary: 71,700 - 119,500 USD / yearly

Full-time

Job Description

Join LPL Financial as a Customer Screening Senior Analyst focusing on AML Compliance. The role involves reviewing customer screening alerts for negative news, sanctions, and other risk activities to determine potential risks and escalate as necessary.

Responsibilities

Review screening alerts related to negative news, Politically Exposed Persons (PEP), OFAC, and other high-risk industries
Determine risk posed by identified matches and escalate appropriately
Support management in legal, regulatory, or internal audit inquiries
Provide training and guidance to junior team members

Qualifications

Bachelor's Degree
3-5 years of experience in financial crime activities
Strong knowledge of AML laws and regulations
Excellent analytical and problem-solving skills
Strong written and oral communication skills
Ability to identify and escalate risk issues
Knowledge of LPL's business model

Perks & Benefits

LPL offers a competitive Total Rewards package including 401K matching, health benefits, employee stock options, paid time off, and more.

Why Join Us?

At LPL Financial, you will have the opportunity to work in an innovative environment, with limitless career potential, unified mission, impactful work, commitment to equality, community focus, and comprehensive benefits and rewards.